Qilu Yidian Correspondent Pang Wenqiang
The Party Branch of the Audit Department of Dongping Rural Commercial Bank earnestly implements the new requirements of the Party for audit work in the new era, continuously strengthens the integration of party building work and audit business work, and comprehensively improves the party organization Its creativity, cohesion and combat effectiveness play a strong role in supervising and guaranteeing the high-quality development of various businesses.
Strengthen the leadership of the party and provide strong organizational guarantees. In accordance with the relevant requirements of the Party leadership on audit work, the branch timely reported the audit plan, audit report and other matters to the Party Committee of the Head Office for research to ensure that the Party Committee of the Head Office kept abreast of the audit work trends and controlled the direction of the audit work. Secondly, implement the deployment requirements of the head office party committee for audit work, actively organize on-site audits in key areas such as new loan quality audits, corporate governance special audits, liquidity risk management audits, etc. Where the central work of the party committee is deployed, the audit work will be followed up to ensure that the decision and deployment of the party committee will be effective.
Strengthen the education of party spirit and promote the improvement of professional quality. The internal auditors of the organization carry out centralized study and self-study according to the study plan. The branch secretary takes the lead in organizing the daily auditing business study, and conducts education and training by means of party members’ help in learning, internal mutual learning, regular centralized learning, and promotion of learning through auditing. By formulating the weekly regular meeting system, carrying out the “audit micro-classroom” activity, and adopting the “summary-improvement-summary” method for the internal audit work carried out, the internal auditors’ analysis and understanding ability, language expression ability, and work coordination ability are improved, so as to create a high-quality internal audit. Team of reviewers.
Strengthen the leading role of party members to ensure the high-quality development of internal audit work. Taking the party building work as the starting point, comparing with the party constitution, benchmarking the advanced, and focusing on strengthening the leading role of party members. In daily audit projects, the secretary of the party branch is the head of the audit team, and each audit team is equipped with party members to give full play to the advanced role of party members. At the same time, the branch secretary organized capable party members to set up a “party member vanguard”, carried forward the spirit of “big shoulder bag”, and ensured the high-quality development of audit projects. In 2021, the audit department of the bank carried out a total of 51 audit projects, and cooperated with the provincial association and the audit center to transfer 64 personnel to the audit projects.
Strengthen the application of audit results and better play the role of audit supervision. Follow up the implementation of audit and rectification on a quarterly basis, establish a rectification and accountability ledger, implement a quarterly reporting system for rectification, and take the rectification of problems identified in the audit as a key supervision item to ensure that the rectification is in place. Strengthen the analysis and research of audit results, and improve the depth of application of audit results. For typical, universal and tendentious problems found in the audit, we will dig deep into the cause of the problem, get to the bottom of it, put forward audit opinions, form documents such as risk warnings and typical case analysis, and continuously improve the system construction and internal control procedures.